Quick Navigation — Pages 26–50
🧭 Navigation Gyro & Magnetic Compass LRIT AIS vs LRIT MMSI & Identifiers ⚖ Stability Stability Booklet Contents GT & NT Formulas Deadweight (DWT) Guardrail Dimensions Tug Girding 🔧 Machinery Caustic Embrittlement NOₓ Technical File 🌍 GHG CII — AER Formula Persistent vs Non-Persistent Oil Ballast Water Management Arctic HFO Ban 2024 Carbon Credits & EU ETS GWP Table ⚓ Commercial CLC 1969 vs 1992 In Rem vs In Personam CBA & MLC Cabotage — India ROFR & Shipping Master Force Majeure & Torts 📋 Management Classification Actions ISMS MIS & ICT MRCC & SAR Blue Economy ICCT & PMSA
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Part 2 continues with navigation systems, tonnage, GHG/CII, commercial law, and classification — all high-frequency Simon Sir topics. He often chains questions: compass → LRIT → AIS → MMSI in one sitting. The commercial law topics (CLC, torts, CBA) are also common in management-level orals.
Originally prepared by Vignesh Siva. Transcribed, expanded & updated to 2026 regulations by Nixon Antony, 2/E, Maersk A/S. Free to share — Pages 1–50 only. Full 200-page notes + QB access at marineintelligenceweekly.com/SQ/
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🧭 Navigation Systems

4 topics
P.26
Gyro & Magnetic Compass
True North vs Magnetic North — working principle

Dual Compass Setup

  • Gyro Compass: Points to True North — primary navigational compass.
  • Magnetic Compass: Points to Magnetic North — backup system. Affected by ship's steel structure, wiring, and magnetic induction.

Gyro Compass — Working Principle (3-Stage Pendulous Loop)

Gyroscopic Inertia — Spinning rotor resists external forces and maintains orientation in space.
▼ Earth's rotation causes misalignment
Rotation-Induced Precession — Creates a torque on the gyro axis, causing slow corrective rotation.
▼ Gravitational correction
Pendulous Feedback Mechanism — Weighted system senses tilt and applies corrective torque, locking gyro axis onto True North.

Gyro Error Causes

  • Speed Error: Vessel's own speed causes the gyro to sense a false rotation.
  • Latitude Error: Gyro settles slightly east/west of true meridian at high latitudes.
  • Ballistic Deflection: Sudden course or speed changes disturb the pendulous system temporarily.
⚡ Simon Sir typically asks

"Explain the working principle of a gyro compass." — Focus on the three-stage loop: inertia → precession → pendulous correction. He may follow with: "What are the errors of a gyro compass?" — Know speed error, latitude error, and ballistic deflection. As CE you are responsible for maintaining gyro accuracy records in the Movement Book.

⚖ Regulatory References
SOLAS V / Reg 19Carriage requirements for navigational systems including gyro compass
MSC.116(73)Revised performance standards for gyrocompasses — adopted 2000, current standard
SOLAS V / Reg 22Voyage data recorder — records compass heading continuously
P.27
LRIT — Long-Range Identification & Tracking
SOLAS V/19-1 — 300 GT and above, every 6 hours

Purpose & Applicability

  • Purpose: Globally identifies and tracks ships for safety, security, SAR, and coastal state awareness.
  • Applicability: All ships 300 GT and above — SOLAS Chapter V, Regulation 19-1.
  • Transmission: Every 6 hours automatically via existing satellite communication equipment.
  • Master's authority: Can switch off transmission under exceptional circumstances (e.g., drydock).

Data Package Transmitted (3 elements)

  1. Ship Identity: IMO number, name, MMSI, call sign.
  2. Position: Latitude and longitude.
  3. UTC date and time of position fix.

LRIT Network Architecture

Shipboard LRIT equipment transmits every 6 hours
Communication Service Provider (CSP) — satellite link
Application Service Provider (ASP) → LRIT Data Collection Centre (DC)
International LRIT Data Exchange → Port State / Coastal State / SAR authorities
⚡ Simon Sir typically asks

"What is LRIT and what data does it transmit?" — Know all 3 data elements, the 6-hour interval, and the 300 GT threshold. He may chain this with: "What is the difference between AIS and LRIT?" — See the next card. Key distinction: LRIT is closed-loop / secure; AIS is open broadcast.

⚖ Regulatory References
SOLAS V / Reg 19-1Long-range identification and tracking of ships — mandatory from 2009
MSC.202(81)Amendments to SOLAS introducing LRIT system requirements
MSC.1/Circ.1257LRIT information access and technical standards guidance
P.28
AIS vs LRIT — Key Differences
Open vs closed loop · VHF vs satellite · local vs global
ParameterAISLRIT
Primary purposeCollision avoidance / local navigationInternational safety, security & SAR
Network typeOpen loop — public broadcastClosed loop — secure, official DCs only
MediumVHF radio (terrestrial)Satellite communication
Range20–30 NM (line of sight)Worldwide coverage
Frequencies161.975 MHz (AIS 1) / 162.025 MHz (AIS 2)No fixed channels — encrypted satellite
AccessAnyone with receiver can readFlag / coastal / port states only
⚡ Simon Sir typically asks

"What is the difference between AIS and LRIT?" — The open vs closed loop distinction is the key answer. AIS is for local collision avoidance and is publicly visible; LRIT is for long-range state-level tracking with restricted access. Both are mandatory under SOLAS V but serve entirely different purposes.

⚖ Regulatory References
SOLAS V / Reg 19AIS — mandatory on ships 300 GT+ (international voyages) and 500 GT+ (all ships)
SOLAS V / Reg 19-1LRIT — mandatory on ships 300 GT+ on international voyages
ITU-R M.1371Technical standards for AIS including VHF channel frequencies
P.37–38
MMSI, Call Sign & Ship Identifiers
9-digit MMSI · IMO number · Call Sign — differences

MMSI — Maritime Mobile Service Identity

  • Format: Unique 9-digit number issued by Flag State.
  • Structure: First 3 digits = MID (Maritime Identification Digits, allocated by ITU) + 6 unique digits for the vessel.
  • Flag change rule: MMSI must change if the vessel changes Flag State — it is country-specific.
  • Integration: Hard-programmed into DSC radio equipment, HF/VHF consoles, and AIS transponder.

Three Ship Identifiers Compared

IdentifierPurposeChanges?
Call SignVoice communication over VHF/HF — overcomes language barriersChanges with flag state
IMO NumberFixed 7-digit permanent identifier — never changes regardless of flag or nameNever changes
Official NumberAdministrative/legal tracking in Official Log BookCountry-specific
⚡ Simon Sir typically asks

"What is MMSI and when must it change?" — Must change on flag change because the MID (first 3 digits) identifies the nation. Follow-up: "What never changes?" — The IMO number — it is permanently assigned at build and survives all flag, name, and ownership changes.

⚖ Regulatory References
ITU Radio Regs / Art. 19MMSI assignment — ITU allocates MID digits to flag states
SOLAS XI-1 / Reg 3IMO ship identification number scheme — permanent 7-digit number
SOLAS IV / GMDSSMMSI used in DSC distress alerting — must be correctly programmed

⚖ Stability & Structure

5 topics
P.29
Stability Booklet — Mandatory Contents
SOLAS II-1 / IS Code 2008 — 9 required sections

9 Mandatory Sections

  1. General description of the ship.
  2. Instructions on how to use the booklet.
  3. General Arrangement plan — watertight compartments, vents, air pipes.
  4. Capacity plan — tank volumes, centres of gravity, free surface effect data.
  5. Tank sounding and ullage tables.
  6. Hydrostatic curves and cross curves of stability (GZ curves).
  7. Descriptions of standard stability calculations and worked examples.
  8. Inclining experiment list and formal report data.
  9. Loading restrictions — maximum allowable KG limits, permissible draughts.
⚡ Simon Sir typically asks

"What are the contents of the stability booklet?" — List all 9. He may follow with: "When is the stability booklet updated?" — After structural alterations, cargo modifications, or at the periodical inclining experiment (typically every 5 years or after major conversion). The booklet must be approved by the Administration or recognised organisation.

⚖ Regulatory References
SOLAS II-1 / Reg 5-1Stability information — approved stability booklet mandatory on all ships
IS Code 2008 / Part BIntact Stability Code — defines minimum GZ criteria and booklet content requirements
MSC-MEPC.6/Circ.6Guidance on the preparation and contents of the stability booklet
P.40–41
Gross Tonnage (GT) & Net Tonnage (NT)
Tonnage Convention 1969 — dimensionless indices, formulas

Key Principles

  • Both GT and NT are dimensionless indices — not physical volumes in cubic metres, despite being derived from volume.
  • GT = total enclosed volume of all spaces on the ship (including non-cargo).
  • NT = volume of cargo-carrying spaces only — represents earning capacity.
  • Measured and verified by a Classification Society surveyor; issued as the International Tonnage Certificate.
GT & NT Formulas (Tonnage Convention 1969)
GT = K₁ × V
K₁ = 0.2 + 0.02 × log₁₀(V) | V = total enclosed volume (m³)

NT = K₂ × Vc × (4d/3D)² + K₃ × [(N₁ + N₂)/10]
Vc = cargo space volume | K₂ = 0.2 + 0.02 × log₁₀(Vc)
d = moulded draught | D = moulded depth | N₁/N₂ = passenger numbers

Applied Uses

  • GT determines: Manning levels, SOLAS/MARPOL applicability thresholds, convention requirements, safety regulations.
  • NT determines: Port dues, canal fees (Suez, Panama), pilotage charges, tonnage taxes.
⚡ Simon Sir typically asks

"What is the difference between GT and NT?" — GT covers all enclosed spaces; NT covers only cargo spaces. He may ask: "Why does the Suez Canal use NT?" — Because NT reflects actual earning capacity and cargo-carrying use of the canal. SOLAS thresholds use GT because they reflect the overall size and complexity of the vessel.

⚖ Regulatory References
Tonnage Convention 1969International Convention on Tonnage Measurement of Ships — GT/NT formulas
SOLAS I / Reg 2Definitions — SOLAS applicability thresholds reference GT
ITC 69 Annex IRegulations for determination of GT and NT — K₁/K₂/K₃ coefficients
P.42
Deadweight Tonnage (DWT)
Maximum safe carrying weight — CII reference parameter

Definition

The maximum weight a ship can safely carry when loaded to its maximum permissible summer load line. Does not include the lightship (empty vessel) weight.

DWT Composition
DWT = Cargo + Fuel (Bunkers) + Fresh Water + Ballast + Provisions + Crew/Passengers

Regulatory Significance

  • CII calculation: DWT is the denominator in the AER formula — CO₂ ÷ (DWT × distance). Low DWT → higher CII (worse rating).
  • EEDI/EEXI: DWT used as the capacity parameter for cargo ships in EEDI formula.
  • MARPOL Annex I: ORB retention limits referenced against ship's DWT for some vessels.
⚡ Simon Sir typically asks

"What is DWT?" — Define it as the maximum carrying capacity at summer load line. He may chain this to: "How does DWT affect CII?" — DWT is the denominator in AER; a larger DWT with the same fuel consumption gives a better (lower) CII. This is why running in ballast degrades CII — less transport work for same fuel burn.

⚖ Regulatory References
LL Convention 1966Load lines — maximum draught at which DWT is measured
MARPOL VI / Reg 28CII AER formula — DWT used as capacity parameter for cargo ships
MARPOL VI / Reg 22EEDI technical file — DWT as capacity in EEDI calculation
P.42
Guardrail & Bulwark Dimensions
Load Lines Convention — 1,000 mm height, 230/380 mm gaps
Guardrail Minimum Dimensions (ILLC Annex II)
Minimum total height above deck: 1,000 mm (1.0 metre)
Maximum lowest opening gap (from deck): 230 mm
Maximum intermediate rail spacing: 380 mm

Design Justification

  • 230 mm lowest gap — prevents an adult's torso from passing through, stops MOB incidents.
  • 380 mm intermediate spacing — prevents leg entrapment and falling through gaps.
  • Where fitted as open rails (no bulwark), all three dimensions must be met.
⚡ Simon Sir typically asks

"What are the dimensions of guardrails?" — Quote all three: 1,000 mm height, 230 mm lowest gap, 380 mm intermediate spacing. He may follow with: "Under which convention?" — Load Lines Convention (ILLC), Annex II. On container vessels these are critical on hatch covers and weather decks during lashing operations.

⚖ Regulatory References
ILLC 1966 / Annex IIConditions of assignment — guardrail and bulwark dimensions on exposed decks
SOLAS II-1 / Reg 3-3Means of embarkation and disembarkation — guardrail requirements at access points
P.31
Tug Girding — Capsizing Risk
Towline perpendicular force — 4 influencing factors

Definition

Girding occurs when a vessel pulls a connected tugboat beam-on (perpendicular) to its heading via the towline, creating a capsizing force on the tug. The tug is unable to manoeuvre out of the perpendicular position and is overwhelmed by the lateral pull.

4 Key Influencing Factors

  1. Suitability of the tug: Size, power, and hull manoeuvrability.
  2. Towline length: Longer scope alters the stability dynamics — shorter lines increase risk.
  3. Towing point location: Low towing point reduces girding risk; high point increases it.
  4. Environmental conditions: Wind, tidal streams, and currents amplify the perpendicular force.
⚡ Simon Sir typically asks

"What is tug girding?" — Define the perpendicular pull mechanism and state all 4 factors. Relevant on container vessels when berthing/unberthing with tugs in ports like Singapore, Rotterdam, or during offshore operations. As CE, awareness of tug operations is expected at management level.

⚖ Regulatory References
SOLAS V / Reg 34Safe navigation and avoidance of dangerous situations — Master's responsibility during tug operations
ISM Code / Cl. 7Shipboard operations — risk assessment for towage and port manoeuvres
ICS Tug GuidelinesInternational Chamber of Shipping guidelines on tug use — girding prevention measures

🔧 Machinery & Materials

2 topics
P.32
Caustic Embrittlement in Boilers
NaOH stress corrosion cracking — pH 8.5–10.5 control

Definition

Embrittlement: Loss of ductility in a material, making it brittle and prone to sudden fracture.
Caustic Embrittlement: A specific type of stress corrosion cracking caused by exposure of steel to concentrated Sodium Hydroxide (NaOH) under high temperature and stress — targets boiler bends, joints, and welds.

Chemical Accumulation Cycle in Boilers

Na₂CO₃ (sodium carbonate) added to soften boiler water
▼ Water evaporates; concentration rises
Hydrolysis produces NaOH (sodium hydroxide)
▼ Alkaline water enters micro-cracks in boiler wall
Water evaporates inside crack — NaOH concentration spikes to extreme level
▼ Electrochemical concentration cell forms
Concentrated area = Anode (−) / Diluted = Cathode (+) → massive metal loss at stressed point
Boiler Water Parameters
Ideal pH: 8.5 to 10.5 (slightly alkaline — prevents acidic corrosion)
Prevention: Strict pH control + phosphate treatment to neutralise localised caustic pockets
⚡ Simon Sir typically asks

"What is caustic embrittlement?" — He expects the chemical mechanism: Na₂CO₃ → hydrolysis → NaOH → concentration at cracks → electrochemical cell → metal loss. Quote the boiler pH range: 8.5 to 10.5. He may also ask about the difference between caustic embrittlement and hydrogen embrittlement — different mechanism, same result (brittleness).

⚖ Regulatory References
SOLAS II-1 / Reg 26Machinery installations — boiler maintenance and testing requirements
Class Rules (LR/BV/DNV)Boiler water testing frequency and chemical treatment standards — class-specific
ISM Code / Cl. 10Maintenance of ship and equipment — PMS to include boiler water quality monitoring
P.50
NOₓ Technical File — Contents
MARPOL VI Reg 13 — mandatory for EIAPP certificate

What it is

A mandatory statutory document approved by the Administration and prepared by the engine manufacturer. Required to maintain the engine's EIAPP (Engine International Air Pollution Prevention) Certificate under MARPOL Annex VI Regulation 13.

Contents (8 elements)

  1. Identification of all components, settings, and parameters that alter NOₓ emission profile.
  2. Full specifications for replacement parts affecting emissions.
  3. Allowable adjustment ranges for engine settings and timing sequences.
  4. Documentation for any emission-reduction equipment or exhaust after-treatment systems.
  5. Initial test performance data — rated power, engine speed parameters.
  6. Certified copy of the original parent engine test record data sheet.
  7. Documented operating restrictions or limitations on the parent engine.
  8. Approved onboard verification methodologies for Port State and Flag State surveys.
⚡ Simon Sir typically asks

"What is the NOₓ Technical File and what does it contain?" — This is a Simon Sir favourite — he focuses on air pollution prevention. Know it is engine-specific, manufacturer-prepared, Administration-approved. During a PSC inspection, surveyor checks that onboard engine settings match the Technical File parameters. Any deviation = non-conformance.

⚖ Regulatory References
MARPOL VI / Reg 13NOₓ emission control — Tier I/II/III limits, EIAPP certificate requirement
NOₓ Technical Code 2008Revised IMO NOₓ Technical Code — defines Technical File contents and survey methods
MEPC.177(58)Amendments to NOₓ Technical Code — Tier II/III survey guidance

🌍 GHG & Environmental

6 topics
P.49
CII — Carbon Intensity Indicator
MARPOL VI Reg 28 — A to E rating, AER formula, corrective action

Applicability & Function

  • Applies to: Ships 5,000 GT and above on international voyages — from January 2023.
  • Function: Measures annual operational efficiency — CO₂ emitted per unit of transport work.
  • Rating scale: A (superior) → B (minor superior) → C (moderate) → D (minor inferior) → E (major inferior).
Attained CII (AER) Formula
AER = Σ(Annual Fuel Consumption × C_F) ÷ (DWT × Annual Distance Sailed)

Required CII = (1 − Z/100) × CII Reference Baseline
Z = annual reduction factor (tightens each year toward 2030 targets)

Enforcement — Corrective Action Plan

When CAP is triggered
Rated D for 3 consecutive years → Corrective Action Plan (CAP) required in SEEMP
Rated E for any single year → CAP required immediately
CAP must show pathway to C or better; must be approved by Administration
⚡ Simon Sir typically asks

"What is CII and how is it calculated?" — Know the AER formula, the A–E rating system, and when a CAP is triggered (D×3 or E×1). He will likely follow: "What can you do operationally to improve CII on your vessel?" — Slow steaming, fuel optimisation, trim optimisation, cargo planning, route planning, shore power in port.

⚖ Regulatory References
MARPOL VI / Reg 28CII — mandatory operational carbon intensity measure from January 2023
MEPC.337(76)2021 Guidelines on operational carbon intensity indicators
MEPC.338(76)2021 Guidelines on CII rating system — A to E boundaries
MARPOL VI / Reg 26SEEMP Part III — must contain CII improvement plan; SoC required
P.49
Persistent vs Non-Persistent Oils
MARPOL Annex I / OPRC — distillation criteria

Persistent Oil

High-viscosity oils that do not evaporate or naturally degrade in water — remain in the environment for extended periods requiring active physical response. Examples: HFO, crude oil, heavy diesel.

Non-Persistent Oil — Classification Criteria

Distillation Test Thresholds
1. At least 50% of volume must distil at 340°C
2. At least 95% of volume must distil at 370°C
Examples: Petrol, kerosene, light diesel

Significance for Spill Response

  • Persistent spill: Requires booms, skimmers, dispersants — long-term response operation.
  • Non-persistent spill: Evaporates relatively quickly — reduced long-term environmental impact but immediate fire/explosion risk.
⚡ Simon Sir typically asks

"What is the difference between persistent and non-persistent oil?" — Quote the distillation criteria: 50% at 340°C and 95% at 370°C. He may link to SOPEP and MARPOL Annex I obligations. HFO carried on your container vessel is persistent — important for your Shipboard Oil Pollution Emergency Plan.

⚖ Regulatory References
MARPOL Annex I / Reg 1Definitions — oil categories including persistent/non-persistent classification
OPRC Convention 1990Oil Pollution Preparedness Response and Cooperation — SOPEP requirement
MARPOL Annex I / Reg 37Shipboard Oil Pollution Emergency Plan (SOPEP) — mandatory for ≥400 GT
P.48
Ballast Water Management — Mandatory Documents
BWM Convention 2004 — IBWMC, BWMP, BWRB, Type Approval

4 Mandatory Compliance Documents

  1. IBWMC — International Ballast Water Management Certificate — issued by Flag State / RO.
  2. BWMP — Ballast Water Management Plan — approved, ship-specific, describes the management method.
  3. BWRB — Ballast Water Record Book — records every ballast uptake, exchange, and discharge operation.
  4. Type Approval Certificate — confirms the onboard BWTS (Ballast Water Treatment System) meets IMO G8 or USCG standards.

Standards — D-1 vs D-2

  • D-1 (Exchange Standard): Exchange ballast water at >200 NM from land, >200 m depth. 95% volumetric exchange. Transitional measure — being phased out.
  • D-2 (Performance Standard): Treatment standard — specific limits on viable organisms per m³. Required for all new ships and retrofits.
⚡ Simon Sir typically asks

"What documents are required for ballast water management?" — List all 4. He may ask about D-1 vs D-2 standards. Note: USCG has stricter requirements than IMO D-2 for ships entering US waters — relevant on container vessels calling US East Coast.

⚖ Regulatory References
BWM Convention 2004International Convention for the Control and Management of Ships' Ballast Water — in force 2017
BWM Convention / Reg B-2Ballast Water Management Plan — ship-specific, Administration-approved
MEPC.300(72)Revised BWTS approval (G8 Guidelines) — type approval standard
P.35
Arctic HFO Ban — July 2024
MARPOL Annex I Reg 43A — black carbon, spill persistence

Regulation

  • Effective: July 1, 2024 — ban on both carriage and use of HFO in Arctic waters.
  • Exemption: Vessels flying flags of Arctic coastal states — extension to January 1, 2029.
  • Regulation: MARPOL Annex I, Regulation 43A.

4 Environmental & Socio-Economic Drivers

  1. Black Carbon / Albedo Effect: HFO combustion produces black carbon soot. Deposited on Arctic ice → darkens surface → reduces sunlight reflection → accelerates ice melt and sea-level rise.
  2. Extreme Spill Persistence: HFO's high viscosity means spills form heavy tar clumps — virtually irrecoverable in freezing Arctic waters.
  3. Challenging Response: Geographic remoteness, absence of infrastructure, and harsh conditions make spill response almost impossible.
  4. Indigenous Livelihoods: Arctic communities depend entirely on clean waters for fishing and food security.
⚡ Simon Sir typically asks

"Why was the Arctic HFO ban introduced?" — Quote all 4 reasons. Know the date: July 1, 2024. He may link this to the Polar Code (SOLAS/MARPOL mandatory from 2017) and ask whether your vessel trades Arctic — on container vessels, less common, but the regulatory awareness is tested.

⚖ Regulatory References
MARPOL I / Reg 43AProhibition on the use and carriage of HFO as fuel in Arctic waters — effective July 2024
Polar Code 2017SOLAS/MARPOL mandatory Code for ships operating in polar waters
MEPC.329(76)Amendments to MARPOL Annex I introducing Regulation 43A
P.44
Carbon Credits & EU ETS
Kyoto Protocol 1997 — 1 credit = 1 tCO₂e — cap and trade

Carbon Credits

  • Origin: Introduced under the Kyoto Protocol, 1997.
  • Definition: A legal permit allowing emission of 1 metric tonne of CO₂ equivalent (tCO₂e).
  • 1 carbon credit = 1 tCO₂e reduced, removed, or avoided.

Cap and Trade System (EU ETS)

  • Regulator sets a cap on total emissions across an industry.
  • Entities reducing below their cap → sell surplus credits on the open market.
  • Entities exceeding their cap → buy credits to cover the deficit or face penalties.
  • Maritime EU ETS: From January 2024 — ships ≥5,000 GT calling EU ports must surrender allowances for 40% of emissions (2024), rising to 70% (2025) and 100% (2026).
⚡ Simon Sir typically asks

"What is a carbon credit?" — 1 credit = 1 tCO₂e. He may then ask about EU ETS and its applicability to shipping from 2024. On Maersk container vessels calling EU ports, you are directly affected — EU ETS compliance is live. Know the phase-in: 40% (2024) → 70% (2025) → 100% (2026).

⚖ Regulatory References
Kyoto Protocol 1997First international carbon trading framework — origin of carbon credits
EU ETS / Reg 2023/1805EU Emissions Trading System extended to maritime — effective January 2024
EU MRV / Reg 2015/757EU Monitoring, Reporting and Verification of CO₂ — basis for ETS compliance data
P.45
Carbon Footprint & Global Warming Potential (GWP)
GWP indices — CO₂=1 baseline — ammonia 0 GWP but N₂O risk

Carbon Footprint

Total GHG generated by an individual, vessel, or corporation — measured in CO₂ equivalent (CO₂e).

GWP — Global Warming Potential

Comparative index measuring how much heat a GHG traps over 100 years relative to CO₂ (baseline = 1).

Greenhouse GasGWP (100-year)
CO₂1
CH₄ (Methane)27–30
N₂O (Nitrous Oxide)273
HFCs100–10,000
SF₆ (Sulfur Hexafluoride)25,200

Ammonia (NH₃) as Marine Fuel — The Trade-off

  • GWP = 0 | ODP = 0 — excellent decarbonisation credentials.
  • Risk: Combustion can produce N₂O (GWP = 273) — if not managed, partially offsets the environmental benefit.
  • Also: highly toxic and corrosive — major safety risk in enclosed spaces.
⚡ Simon Sir typically asks

"What is GWP?" — Define it and quote at least: CH₄ = 27–30, N₂O = 273, SF₆ = 25,200. He may ask: "Why is LNG not truly green?" — Methane slip (unburned CH₄, GWP 27–30) escaping to atmosphere can negate CO₂ benefits. This is the methane slip problem — a key GHG oral topic.

⚖ Regulatory References
IPCC AR6 (2021)6th Assessment Report — updated GWP values (CH₄ = 27–30 on 100-yr scale)
IMO 2023 GHG StrategyReferences GWP of marine fuels — LNG methane slip acknowledged as concern
MARPOL VI / Reg 2Definitions include GHG emissions — CO₂, CH₄, N₂O covered under EEDI/CII

⚓ Commercial & Legal

6 topics
P.40
CLC 1969 vs CLC 1992 Protocol
Civil Liability Convention — oil pollution compensation
ParameterCLC 1969CLC 1992 Protocol
Geographical scopeTerritorial Sea onlyExtended to EEZ
Vessel coverageLaden tankers onlyBallast tankers + combination carriers with oil residues
Preventive measuresClaims after spill onlyCovers preventive actions before spill occurs
Liability limitLower scaleMax 89.77 million SDR
⚡ Simon Sir typically asks

"What is the difference between CLC 1969 and 1992?" — The 4 key improvements in 1992: EEZ coverage, ballast tanker coverage, preventive measures, and higher liability cap (89.77 million SDR). Link to: "What is the P&I Club's role?" — P&I insurance covers CLC liabilities. Blue Card = Certificate of Financial Responsibility.

⚖ Regulatory References
CLC 1992Civil Liability Convention — mandatory P&I insurance for oil tankers ≥2,000 GT; Blue Card proof
FUND Convention 1992Supplementary compensation beyond CLC limits — IOPC Fund (International Oil Pollution Compensation)
MARPOL Annex IOil record book and SOPEP obligations — operational complement to CLC civil liability
P.43
In Rem vs In Personam Legal Actions
Action against the ship vs action against the person
ParameterIn RemIn Personam
TargetAgainst the physical property — the ship (the res)Against a specific person or legal entity
Relationship needed?No personal relationship requiredPersonal or contractual link required
Right scopeGeneral right — enforceable against the whole worldContractual right — enforceable only against named party
TransferabilityRight follows the property through ownership changesCannot be transferred to another party
ExampleShip arrest for unpaid salvage / maritime lienBreach of contract, personal debt
⚡ Simon Sir typically asks

"What is an action in rem?" — Action against the ship itself, regardless of who owns it. The classic maritime example is a ship arrest for unpaid salvage or crew wages. Key principle: the lien attaches to the ship and travels with it through ownership changes — that's why it is "against the world."

⚖ Regulatory References
MLM Convention 1993International Convention on Maritime Liens and Mortgages — in rem priority claims
Arrest Convention 1999International Convention on Arrest of Ships — in rem enforcement mechanism
MS Act 1958 (India)Indian domestic law — admiralty jurisdiction and ship arrest procedures
P.43–44
CBA — Collective Bargaining Agreement
MLC 2006 framework — seafarer employment protection

Definition

A legally binding labour agreement negotiated between seafarer trade unions and shipowners' associations, establishing standard employment terms, conditions, and protections.

CBA Contents (7 elements)

  • Contract periods and working hours structure.
  • Minimum wage matrices, overtime tracking, leave and travel pay.
  • Mandatory rest hour criteria (aligned with STCW/MLC).
  • Death, injury, and disability compensation scales.
  • Welfare benefits, travel and burial expense coverage.
  • Repatriation rights and contract renewal conditions.
  • Termination conditions and grievance procedures.

MLC 2006 Relationship

CBA terms must meet or exceed MLC 2006 minimum standards. The CBA forms part of the Seafarers' Employment Agreement (SEA) — MLC 2006 Regulation 2.1 mandates written SEA for all seafarers.

⚡ Simon Sir typically asks

"What is a CBA and what does it contain?" — List the 7 elements. He may ask: "Can a CBA override MLC minimums?" — Only in the seafarer's favour — a CBA can provide better terms than MLC but never worse. The ITF (International Transport Workers' Federation) is the key union body monitoring CBAs.

⚖ Regulatory References
MLC 2006 / Reg 2.1Seafarers' Employment Agreement — written SEA mandatory; CBA terms incorporated
MLC 2006 / Reg 2.2Wages — minimum wage set by Joint Maritime Commission; CBA must meet or exceed
MLC 2006 / Std A4.2Shipowners' liability — death, injury, disability compensation minimum standards
P.46
Cabotage Laws — India & 2018 Relaxation
GTL / CTL / SPL — DGS trading licences

Cabotage — Definition

Legal framework restricting domestic maritime cargo/passenger transport between ports of the same nation to vessels flying that nation's flag.

Indian Cabotage Framework

  • Pre-2018: Only Indian-flagged or Indian-chartered vessels could engage in coastal trade.
  • 2018 Relaxation: Foreign ships permitted to move transshipment containers between Indian hubs (EXIM) and transport specific domestic commodities (agricultural cargo, fish, horticulture, fertilisers).

DGS Trading Licences (3 types)

  • GTL — General Trading Licence: Indian-flagged vessels — unlimited coastal + international trade. Validity: 10 years.
  • CTL — Coastal Trading Licence: Domestic vessels restricted to coastal trade routes only.
  • SPL — Specific Period Licence: Temporary licence granted to foreign-flagged vessels for defined coastal operations.
⚡ Simon Sir typically asks

"What is cabotage?" — Define it, then explain the Indian context including the 2018 relaxation for transshipment containers. Know the 3 DGS licence types. As a seafarer on a Maersk vessel, your ship may call Indian ports — knowledge of coastal trade restrictions is relevant at CE level.

⚖ Regulatory References
Merchant Shipping Act 1958Indian domestic law — cabotage provisions and licensing framework
DGS Order 20182018 relaxation allowing foreign vessels to handle transshipment containers in Indian ports
MS Act / Sec 406–407GTL / CTL / SPL licence categories and validity provisions
P.47
ROFR & Duties of a Shipping Master
Right of First Refusal — CDC, sign-on/off, crew welfare

ROFR — Right of First Refusal

A protectionist procurement mechanism: when Indian government agencies or PSUs issue open tenders for shipping services, a qualified Indian-flagged bidder is given the first opportunity to match the lowest foreign bid. If matched, the contract goes to the Indian operator; only if declined does it go to the foreign vessel.

Duties of a Shipping Master (6 statutory duties)

  1. Verification and issuance of the Continuous Discharge Certificate (CDC).
  2. Supervision of sign-on and sign-off of officers, engineers, and ratings.
  3. Review port clearance applications — issue inward and outward clearances.
  4. Legal custodian of personal effects, documents, and wages of deceased/hospitalised seafarers (Section 132).
  5. Hear and arbitrate disputes between Master, Owner, Port Agent, and crew.
  6. Facilitate and regulate formal contracts for sea service apprenticeships.
⚡ Simon Sir typically asks

"What are the duties of a Shipping Master?" — List all 6. He may ask: "Who issues the CDC?" — The Shipping Master (DG Shipping delegated authority). Know that the Shipping Master is a statutory officer under the Merchant Shipping Act 1958 — different from the Ship's Master.

⚖ Regulatory References
MS Act 1958 / S.132Duties of Shipping Master — custody of effects of deceased and hospitalised seafarers
MS Act 1958 / S.94–100Engagement and discharge of crew — Shipping Master oversight requirements
DG Shipping CircularCDC issuance and renewal procedures — current circular from dgshipping.gov.in
P.37–48
Force Majeure & Maritime Torts
Contractual exemption — intentional / negligence / strict liability

Force Majeure

  • Definition: Unforeseeable events completely beyond the control of contracting parties, making performance physically or legally impossible.
  • Standard triggers: Acts of God (natural disasters), war, strikes, pandemics, terrorism.
  • Legal effect: Affected party is shielded from liability for contractual failure.

Maritime Torts — 3 Categories

  • Intentional Torts: Wilful acts designed to cause harm — e.g., defamation, trespass.
  • Negligence Torts: Failure to exercise reasonable care causing accidental harm — e.g., navigator's failure causing collision.
  • Strict Liability: Automatic liability regardless of fault — e.g., oil spill under CLC (shipowner liable even without negligence), defective equipment causing injury.
⚡ Simon Sir typically asks

"What is Force Majeure?" — Define it and list standard triggers. He may follow: "What is the difference between a tort and a breach of contract?" — Tort is a civil wrong independent of contract; breach is failure of a contractual obligation. In maritime law, oil spill liability under CLC is a strict liability tort — the shipowner is liable even without negligence.

⚖ Regulatory References
CLC 1992Strict liability regime — shipowner liable for oil pollution regardless of fault
LLMC 1976 / 1996 ProtocolLimitation of Liability for Maritime Claims — caps strict liability amounts
Admiralty Act 2017 (India)Indian domestic admiralty jurisdiction — maritime tort claims and ship arrest

📋 Management Systems & Organisations

6 topics
P.39
Classification Society Actions
Condition of Class vs Memorandum of Class — Anniversary Date

Condition of Class (CoC)

  • Issued for structural defects, mechanical damage, or issues with class-item machinery.
  • Not immediately severe enough to suspend class — but carries a strict remedial deadline.
  • Consequence of non-compliance: Certificate of Class is invalidated → ship becomes unseaworthy.

Memorandum of Class (MoC)

  • Non-critical observations — do not affect class status or require immediate action.
  • Serves to maintain owner/operator awareness of minor deviations, exemptions, or limitations.
  • Common contexts: minor design deviations, survey exemptions, operating limitations.

Anniversary Date

The specific calendar day and month of each year corresponding to the expiry date of a major statutory certificate. Annual surveys must be completed within 3 months before or after the anniversary date.

⚡ Simon Sir typically asks

"What is a Condition of Class?" — It is a formal directive from the Classification Society with a time-bound remedial requirement. He may ask: "What happens if you don't clear a CoC?" — Class is suspended → vessel is unseaworthy → trading prohibited. As CE you own the technical resolution of all CoC items.

⚖ Regulatory References
IACS PR 1 / Class RulesClassification procedure — conditions of class, survey requirements, and class suspension rules
SOLAS I / Reg 14Maintenance after survey — must not allow deterioration leading to CoC
SOLAS I / Reg 11Duration and validity of certificates — anniversary date survey window
P.40
ISMS — Integrated Safety Management System
ISM + ISO 9001 + ISO 14001 + ISO 45001 + ISO 50001

Definition

An Integrated SMS synthesises ISM Code compliance with ISO management frameworks into a single unified management structure.

5 Pillars of an Integrated SMS

  1. ISM Code: Core safety and pollution prevention baseline — SOLAS IX mandatory.
  2. ISO 9001:2015 — Quality Management Systems.
  3. ISO 14001:2015 — Environmental Management Systems.
  4. ISO 45001:2018 — Occupational Health & Safety Management.
  5. ISO 50001:2018 — Energy Management (efficiency).
⚡ Simon Sir typically asks

"What is an Integrated SMS?" — List the 5 pillars with ISO numbers. He may ask: "What is the benefit of integrating ISO standards into the ISM?" — Reduces duplication, single audit framework, aligns safety/quality/environment/energy under one system. Maersk as a large company operates an integrated SMS.

⚖ Regulatory References
ISM Code 2018International Safety Management Code — mandatory under SOLAS IX
ISO 9001:2015Quality Management Systems — process-based approach, Plan-Do-Check-Act cycle
ISO 14001:2015Environmental Management Systems — lifecycle thinking, legal compliance
ISO 45001:2018OH&S Management — replaced OHSAS 18001
P.30–34
MIS & ICT — Shipboard Information Systems
Management Information System — ICT tools onboard

MIS — Management Information System

A system integrating people, technology, and processes to collect, store, process, and distribute information for strategic decision-making.

4 MIS Components

  • Hardware: Servers, computers, storage, network devices.
  • Software: Applications that manage data and generate operational reports.
  • Data: The raw material — processed into actionable information.
  • People: Users and managers who interact with the system.

ICT Shipboard Examples

  • AIS — vessel tracking and collision avoidance.
  • VDR — continuous voyage data recording for incident investigation.
  • SATCOM — global voice, data, and internet via satellite.
  • EPIRB — automatic satellite distress alerting.
  • GPS — real-time positioning.
  • PMS (Planned Maintenance System) — digital maintenance management.
⚡ Simon Sir typically asks

"What is ICT and give examples onboard?" — List at least 5 examples. He may extend: "What is the role of VDR in accident investigation?" — VDR records bridge audio, radar, AIS, alarms, and navigational data for the last 12 hours — equivalent of an aircraft black box (SOLAS V/20).

⚖ Regulatory References
SOLAS V / Reg 20Voyage data recorders — mandatory on passenger ships and cargo ships ≥3,000 GT
SOLAS IV / GMDSSGlobal Maritime Distress and Safety System — SATCOM, EPIRB, DSC requirements
ISM Code / Cl. 10Maintenance of ship and equipment — PMS as key ICT tool for CE
P.34
MRCC — Maritime Rescue Coordination Centre
Indian Coast Guard — Mumbai, Chennai, Port Blair

Role

Primary authority for organising, directing, and coordinating Search and Rescue (SAR) operations within designated maritime zones.

India — MRCC Structure

  • Apex authority: Indian Coast Guard (ICG).
  • Primary MRCC hubs: Mumbai, Chennai, Port Blair.
  • Contact: Emergency line or VHF Channel 16.
  • Reference publications: ALRS Volume 5 (GMDSS) and Volume 1 (Maritime Radio Stations).
⚡ Simon Sir typically asks

"What is MRCC and who operates it in India?" — Indian Coast Guard, hubs in Mumbai, Chennai, Port Blair. VHF Ch.16 is the initial contact. He may ask: "What is the SAR convention?" — SOLAS Chapter V and the SAR Convention 1979 (MERSAR/IAMSAR Manual). IAMSAR Volume III is the onboard SAR reference.

⚖ Regulatory References
SAR Convention 1979International Convention on Maritime Search and Rescue — MRCC establishment requirement
SOLAS V / Reg 33Distress situations — obligations of Masters to render assistance
IAMSAR Manual Vol. IIIMobile Facilities — onboard SAR reference carried on all SOLAS ships
P.33
Blue Economy
Sustainable ocean use — 5 core pillars

Definition

The sustainable use of ocean resources for economic growth, employment, and improved livelihoods while preserving the long-term health of marine ecosystems.

5 Core Pillars

  1. Renewable Energy: Ocean currents, tidal, wave, and offshore wind energy.
  2. Fisheries & Aquaculture: Sustainable seafood harvesting and management.
  3. Marine Biotechnology: Pharmaceuticals, bio-compounds from marine organisms.
  4. Shipping & Transportation: Optimising global logistics and port infrastructure.
  5. Coastal Tourism: Sustainable tourism — reef conservation, marine protected areas.
⚡ Simon Sir typically asks

"What is the Blue Economy?" — Define it and list all 5 pillars. He links this to IMO's environmental agenda and IORA (covered in Part 1). The Blue Economy is also mentioned in the IMO 2023 GHG Strategy context — sustainable shipping is one of its pillars. India's Sagarmala project is a Blue Economy initiative.

⚖ Regulatory References
UNCLOS 1982Legal framework for ocean governance — basis for all Blue Economy activities beyond territorial sea
IMO 2023 GHG StrategySustainable shipping as a Blue Economy pillar — net-zero by 2050
UN SDG 14Life Below Water — the UN sustainable development goal underpinning Blue Economy
P.29–36
ICCT & PMSA — Maritime Research & Trade Organisations
Dieselgate, HFO ban, IMO 2050 — US West Coast shipping

ICCT — International Council on Clean Transportation

  • Independent non-profit research body for improving environmental performance of the transport sector.
  • Notable: Exposed the Volkswagen Dieselgate scandal (2015).
  • Maritime contributions: Data supporting IMO 2020 sulphur cap (0.50%), Arctic HFO ban risk profiles, IMO 2023 GHG Strategy net-zero modelling, and LNG methane slip research.

PMSA — Pacific Merchant Shipping Association

  • Not-for-profit US maritime trade association — ocean carriers, terminal operators, stakeholders.
  • Operates on US West Coast: Oakland, Long Beach, Seattle.
  • Advocates for efficient, safe, and environmentally sustainable maritime trade policies.
  • Active in California and Washington state legislative processes.
⚡ Simon Sir typically asks

"What is ICCT?" — Independent research body, Dieselgate link, and maritime GHG policy role. He may ask: "What is methane slip?" — Unburned methane (CH₄) escaping LNG engines — ICCT's key finding showing LNG's lifecycle emissions may be higher than expected due to CH₄'s GWP of 27–30.

⚖ Regulatory References
MARPOL VI / Reg 14SOₓ — 0.50% global cap underpinned by ICCT research data
MARPOL I / Reg 43AArctic HFO ban — ICCT risk profiles were key supporting evidence
IMO 2023 GHG StrategyNet-zero 2050 — ICCT modelling informed IMO technical discussions

✏️ Corrections & Additions

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